Carrie Lee Katzaroff Hennessey

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1980 → 11/2017
  Jaime Contreras, M.D.
  West Covina, CA
• 01/2014 → 05/2019
  Machine Control Technologies, Inc.
  Corona, CA
• 11/2011 → 09/2019
  Tapley Corporation / Tapley Commercial Real Estate
  Menifee, CA
• 11/2016 → Present
  Ubs Financial Services Inc
  Irvine, CA

Exams

• S66 Uniform Combined State Law Examination
  2022-12-17

Other Names

• Carrie Lee Hennessey