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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-16 |
Branch Locations
Huntington, NY • United States
200 W 41St Street Suite 1902, New York, NY 10036 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mottco Contracting | Queens | NY | 06/2007 | 03/2022 |
| Msi Financial Services Inc. | New York | NY | 11/2016 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 11/2016 | 03/2022 |
| Mml Investors Services, Llc | New York | NY | 03/2017 | 03/2022 |
| Ameriprise Financial Services Llc | New York | NY | 03/2022 | 03/2024 |
| Ameriprise Financial Services, Llc | New York | NY | 05/2025 | Present |
| Self Employed/Dpbm Consulting | Huntington | NY | 06/2024 | 04/2025 |
Business Ownership; Hurley Squared Coaching, LLC; Associate; Consulting; 125 Effingham Place, , Westfield, NJ, 07090; Not Investment-Related; 05/20/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-12-23 |
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