Andrew Richard Brereton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2004 → 07/2020
  Neomotions
  Atlanta, GA
• 11/2016 → 07/2020
  New York Life Insurance Co.
  Atlanta, GA
• 01/2017 → 07/2020
  Nylife Securities Llc
  Atlanta, GA
• 01/2017 → 07/2020
  Local/Community Sports Fitness Coach
  Atlanta, GA
• 10/2018 → 07/2020
  Eagle Strategies Llc
  Atlanta, GA
• 12/2018 → 07/2020
  Generational Financial Partners Llc
  Atlanta, GA
• 07/2020 → 10/2025
  Ameriprise Financial Services, Llc
  Houston, TX
• 10/2025 → Present
  Lpl Financial Llc
  Houston, TX

Previous Registrations

• 2020-07-01 → 2025-10-07
  Ameriprise Financial Services, Llc
  Houston, TX
  Norcross, GA
• 2018-10-26 → 2020-07-10
  Eagle Strategies Llc
  Atlanta, GA

Other Businesses

1. 08/2025 - OAK BRIDGE FINANCIAL, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 120 Hrs/Mth - 5 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 10/01/2025 2. 08/2025 - Diversified FCF, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Houston, TX 77079 - OBA Start Date: 04/19/2024 3. 08/2025 - Non-Variable Insurance - Investment Related - 25 Hrs/Mth - 1 Hrs During Trading - Houston, TX 77079 - OBA Start Date: 11/06/2020 4. 02/03/2026 - Giant Blue LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/07/2026 - 200 hours per month/ 110 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2018-10-02
• S63 Uniform Securities Agent State Law Examination
  2017-03-06

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Andrew R Brereton
• Andrew Brereton
• Andy Brereton