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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-10
IA RA APPROVED 2018-11-02
  • TX RA
    APPROVED_RES
    Since 2024-06-10
  • IA RA
    APPROVED
    Since 2018-11-02

Branch Locations

3013 Greyhound Drive, Waterloo, IA 50701 • United States

2600 Dodge St D4, Suite 17, Dubuque, IA 52003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Inv Inc Waterloo IA 08/2016 11/2018
Iowa National Guard Fort Dodge IA 10/2016 Present
Army, Active Duty Fort Benning GA 05/2012 Present
Osaic Wealth, Inc. Waterloo IA 11/2018 Present
Fdg Mitch Mcgraw Llc Independence IA 01/2022 Present
Mcgraw Property Management Llc Winthrop IA 05/2020 Present
  • 08/2016 → 11/2018
    Signator Inv Inc
    Waterloo, IA
  • 10/2016 → Present
    Iowa National Guard
    Fort Dodge, IA
  • 05/2012 → Present
    Army, Active Duty
    Fort Benning, GA
  • 11/2018 → Present
    Waterloo, IA
  • 01/2022 → Present
    Fdg Mitch Mcgraw Llc
    Independence, IA
  • 05/2020 → Present
    Mcgraw Property Management Llc
    Winthrop, IA
Previous Registrations
  • 2017-05-03 → 2018-11-02
    Signator Investors, Inc.
    Waterloo, IA
    Rochester, MN
Other Businesses

1. Insurance Broker: Health and Group Benefits, Financial Decisions Group 3013 Greyhound Dr Waterloo, IA 50701, start 9/1/16, approx 160 hrs mo/160 hrs trading..... 2. IOWA NATIONAL GUARD POSITION: AG 2LT NATURE: Government Agency INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 10/22/2016 ADDRESS: 1659 Nelson Ave. Fort Dodge, IA 50501, United States DESCRIPTION: From 10/2016 - 07/2021, I was enlisted in the Iowa National Guard. As of 08/01/2022 I am an Officer in the Iowa National Guard. 3. MCGRAW PROPERTY MANAGEMENT POSITION: President/Owner NATURE: McGraw Property Management is an LLC that was set up to buy/sell real estate and manage/maintain rental properties. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/19/2020 ADDRESS: 2697 Nolen Ave, Independence IA 50644, United States DESCRIPTION: Manage the business 4. FINANCIAL DECISIONS GROUP POSITION: Financial Advisor NATURE: I operate as a Sole Proprietorship under FDG which is a S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2017 ADDRESS: 3013 Greyhound Drive, Waterloo IA 50701, United States DESCRIPTION: Financial Advisor conducting securities transactions and advice 5. FDG MITCH MCGRAW LLC POSITION: Owner/operator NATURE: Pass though entity that is established for bookkeeping and taxes of financial advising and insurance practices INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2022 ADDRESS: 2697 Nolen Ave, Independence IA 50644, United States DESCRIPTION: Pass though entity that is established for bookkeeping and taxes of financial advising and insurance practices

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-01
  • S66 Uniform Combined State Law Examination
    2017-05-01
Other Names
  • Mitchell Mcgraw

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