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Tara Maureen Hicks

Thrivent Investment Management Inc.

Hickory, NC

CRD 6723835

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-12-04
  • NC RA
    APPROVED
    Since 2020-12-04

Branch Locations

Hickory, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
At Home Hickory NC 02/2014 12/2016
Thrivent Investment Management Inc Hickory NC 12/2016 Present
Thrivent Financial Appleton WI 01/2017 08/2017
Thrivent Financial Appleton WI 08/2017 Present
  • 02/2014 → 12/2016
    At Home
    Hickory, NC
  • 12/2016 → Present
    Hickory, NC
  • 01/2017 → 08/2017
    Thrivent Financial
    Appleton, WI
  • 08/2017 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

RENTAL PROPERTIES POSITION: Owner NATURE: Owner of rental properties INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1997 ADDRESS: 1140 Tower Drive, Burlington NC 27215, United States DESCRIPTION: Landlord/property manager RENTAL PROPERTIES POSITION: Owner/landlord NATURE: Own rental properties INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2007 ADDRESS: 620 Danieley Way, Elon NC 27244, United States DESCRIPTION: Landlord/property manager RENTAL PROPERTIES POSITION: Owner/landlord NATURE: Own rental properties INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2007 ADDRESS: 703 Bob Baxter Drive, Elon NC 27244, United States DESCRIPTION: Landlord/property manager RENTAL PROPERTIES POSITION: Owner/landlord NATURE: Own rental properties INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/25/2014 ADDRESS: 800 Jennings Berry Dr, Elon NC 27244, United States DESCRIPTION: Landlord/property manager

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-03
S63 Uniform Securities Agent State Law Examination 2017-05-25
  • S66 Uniform Combined State Law Examination
    2020-12-03
  • S63 Uniform Securities Agent State Law Examination
    2017-05-25
Other Names
  • Tara Maureen Houston

View on SEC IAPD

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