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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-22 |
| NH | RA | APPROVED | 2025-01-24 |
Branch Locations
46 South Main Street Suite 5, Concord, NH 03301 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Merrimack | NH | 01/2016 | 12/2016 |
| Fidelity Brokerage Services Llc | Merrimack | NH | 01/2017 | 03/2018 |
| Fidelity Investments | Boston | MA | 03/2018 | 10/2019 |
| Fidelity Brokerage Services Llc | Merrimack | NH | 10/2019 | 10/2020 |
| Fidelity Investments | Nashua | NH | 11/2020 | 08/2023 |
| Equity Services Inc | Montpelier | VT | 11/2023 | 01/2025 |
| National Life Group | Manchester | NH | 11/2023 | 01/2025 |
| N/A | Goffstown | NH | 08/2023 | 11/2023 |
| Cetera Advisors Llc | St Cloud | MN | 01/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2025 | Present |
| Globe Wealth Management | Concord | NH | 01/2025 | Present |
1) NAME OF OTHER BUSINESS: GLOBE WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: NAACP MANCHESTER BRANCH; INVESTMENT RELATED: NO; ADDRESS: P. O. BOX 473 MANCHESTER, NH 03105; NATURE OF BUSINESS: NON PROFIT; START DATE: 06/2025; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CHIEF FINANCIAL OFFICER OF THE NAACP UNIT AND CHAIR OF FINANCE COMMITTEE, RECEIVE ALL MONIES AND DEPOSIT, MAKE AUTHORIZED DISBURSEMENTS, SUBMIT REPORTS TO COMMITTEES, NATIONAL OFFICE; 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2025; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-10 |
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