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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2018-10-29
  • AR RA
    APPROVED
    Since 2018-10-29

Branch Locations

800 South Shackleford Road, Little Rock, AR 72211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life And Casualty Little Rock AR 11/2006 10/2018
Bankers Life Securities Inc Little Rock AR 01/2017 10/2018
Cetera Investment Advisers Llc Bryant AR 10/2018 Present
Cetera Investment Services Llc St. Cloud MN 10/2018 Present
Regions Bank Bryant AR 10/2018 Present
  • 11/2006 → 10/2018
    Bankers Life And Casualty
    Little Rock, AR
  • 01/2017 → 10/2018
    Bankers Life Securities Inc
    Little Rock, AR
  • 10/2018 → Present
    Bryant, AR
  • 10/2018 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 10/2018 → Present
    Regions Bank
    Bryant, AR
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-22
  • S66 Uniform Combined State Law Examination
    2017-03-22
Other Names
  • Edward Burchfield

View on SEC IAPD

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