Mark Stuart Feldman

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-11-14

NJ RA
APPROVED

Since 2024-11-14

Branch Locations

135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Basking Ridge	NJ	10/2016	11/2024
Prudential Insurance Company Of America	Basking Ridge	NJ	03/2017	Present
Lpl Enterprise, Llc	Basking Ridge	NJ	11/2024	Present

10/2016 → 11/2024

Pruco Securities, Llc.

Basking Ridge, NJ
03/2017 → Present

Prudential Insurance Company Of America

Basking Ridge, NJ
11/2024 → Present

Lpl Enterprise, Llc

Basking Ridge, NJ

Previous Registrations

2017-04-27 → 2024-11-14

Pruco Securities, Llc.

East Hanover, NJ

Basking Ridge, NJ

East Hanover, NJ

Denville, NJ

Other Businesses

1) 02/19/2025 - Senor Sangria - Direct Sales/ MLM - Promote the fine taste of Sangria in marketing the full line of flavored wines - Not INV Related - At Maplewood, NJ - Start Date 05/06/2017 - 30hrs/mth - 0hrs During Trading 2) 03/05/2025 - Prudential - Property and Casualty - INV Related - At Basking Ridge, NJ - Start Date 02/05/2018 - 15hrs/mth - 0hrs During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-02-16

S66 Uniform Combined State Law Examination

2017-02-16

Other Names

Mark Stuart Feldman
Mark S Feldman

View on SEC IAPD