Mark Stuart Feldman

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → 11/2024
  Pruco Securities, Llc.
  Basking Ridge, NJ
• 03/2017 → Present
  Prudential Insurance Company Of America
  Basking Ridge, NJ
• 11/2024 → Present
  Lpl Enterprise, Llc
  Basking Ridge, NJ

Previous Registrations

• 2017-04-27 → 2024-11-14
  Pruco Securities, Llc.
  East Hanover, NJ
  Basking Ridge, NJ
  East Hanover, NJ
  Denville, NJ

Other Businesses

1) 02/19/2025 - Senor Sangria - Direct Sales/ MLM - Promote the fine taste of Sangria in marketing the full line of flavored wines - Not INV Related - At Maplewood, NJ - Start Date 05/06/2017 - 30hrs/mth - 0hrs During Trading 2) 03/05/2025 - Prudential - Property and Casualty - INV Related - At Basking Ridge, NJ - Start Date 02/05/2018 - 15hrs/mth - 0hrs During Trading

Exams

• S66 Uniform Combined State Law Examination
  2017-02-16

Other Names

• Mark Stuart Feldman
• Mark S Feldman