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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-04
LA RA APPROVED 2017-03-17
  • TX RA
    APPROVED_RES
    Since 2019-04-04
  • LA RA
    APPROVED
    Since 2017-03-17

Branch Locations

103 Smart Pl, Slidell, LA 70458 • United States

8966 Interline Avenue, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus New Orleans LA 11/2014 02/2017
Thrivent Investment Management Inc Slidell LA 02/2017 Present
Thrivent Financial Appleton WI 02/2017 05/2017
Thrivent Financial Appleton WI 05/2017 Present
  • 11/2014 → 02/2017
    Knights Of Columbus
    New Orleans, LA
  • 02/2017 → Present
    Slidell, LA
  • 02/2017 → 05/2017
    Thrivent Financial
    Appleton, WI
  • 05/2017 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

LOUISIANA PULMONARY DISEASE CAMP INC POSITION: Board Member at Large NATURE: Non Profit dedicated to assisting children with Pulmonary diseased. LPDCI puts on Camp Pelican (in conjunction with the Louisiana Lions Camp) once a year, and is the fundraising and support for the camp. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/25/2018 ADDRESS: PO Box 10235, New Orleans LA 70181, United States DESCRIPTION: I am a non-voting board member at large. My job is to assist the board with fundraising activities, managing the current accounts, and making decisions surround camp pelican. I do not vote in board votes, and am appointed by the president of the organization SAFE HARBOR ADVISORY BOARD POSITION: Board Member NATURE: Crisis intervention, safety planning, emergency shelter, empowerment advocacy, to survivors of domestic, family, and dating violence INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 2 START DATE: 09/05/2023 ADDRESS: PO Box 1179, Mandeville LA 70470, United States DESCRIPTION: advise safe harbor on things like fundraising (general and volunteering, not in charge of funds), how to increase donations, referrals for businesses in the community

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-16
  • S66 Uniform Combined State Law Examination
    2017-03-16
Other Names
  • Andy Julian Allain
  • Andy Julian Allain
  • Andrew Allain

View on SEC IAPD

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