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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-04
  • FL RA
    APPROVED
    Since 2024-06-04

Branch Locations

12773 West Forest Hill Blvd. Suite 200, Wellington, FL 33414 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-06-12
  • FL RA
    APPROVED
    Since 2017-06-12

Branch Locations

16241 N. Florida Ave, Lutz, FL 33549 • United States

12773 West Forest Hill Blvd. Suite 200, Wellington, FL 33414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach Gardens FL 07/1999 01/2017
Lincoln Investment Wellington FL 01/2017 Present
  • 07/1999 → 01/2017
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 01/2017 → Present
    Wellington, FL
Previous Registrations
  • 2011-08-31 → 2019-10-04
    Legend Advisory, Llc
    Palm Beach Gardens, FL
    Wellington, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-27
S63 Uniform Securities Agent State Law Examination 2007-04-19
  • S65 Uniform Investment Adviser Law Examination
    2011-07-27
  • S63 Uniform Securities Agent State Law Examination
    2007-04-19

View on SEC IAPD

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