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Bradley James Bennest

Raymond James (Usa) Ltd.

Vancouver

Vancouver, British Columbia

CRD 6723158

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Employer firm

Raymond James (Usa) Ltd. CRD 25853

$1.99B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James (Usa) Ltd.

2100-925 West Georgia Street, Vancouver V6C3L2 • Canada

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-11
  • CA RA
    APPROVED
    Since 2022-10-11

Branch Locations

925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada

Vancouver, British Columbia • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Ltd. Vancouver, British Columbia 10/2013 Present
Raymond James (Usa) Ltd. Vancouver, British Columbia 11/2016 05/2020
Raymond James (Usa) Ltd. Vancouver, British Columbia 10/2022 Present
Previous Registrations
Other Businesses

RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH CIRO, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. BRAD BENNEST IS LOCATED AT 925 WEST GEORGIA STREET, VANCOUVER, BC, CANADA, AND HAS BEEN EMPLOYED SINCE OCTOBER 28, 2013. HE IS A FULL TIME EMPLOYEE AND HIS TITLE WITH RJL IS "SENIOR WEALTH ADVISOR & PORTFOLIO MANAGER". HE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HIS JOB DUTIES INCLUDE SALES AND PORTFOLIO MANAGEMENT SERVICES.

Designations
  • Chartered Financial Analyst
Other Names
  • Brad Bennest

View on SEC IAPD

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