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Gambit Capital Management, LLC CRD 318313
$167M regulatory AUM 6 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Nashville, TN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-28 |
| MN | RA | APPROVED | 2025-05-27 |
Branch Locations
700 Commerce Drvie Suite #170, Woodbury, MN 55125 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sns Financial Group, Llc (D/B/A Vector Wealth Management) | Minneapolis | MN | 11/2019 | 09/2023 |
| Sns Financial Group, Llc (D/B/A Vector Wealth Management) | Minneapolis | MN | 01/2017 | 11/2019 |
| Sns Financial Group, Llc | Minneapolis | MN | 01/2009 | 01/2017 |
| Gambit Capital Management, Llc | Minneapolis | MN | 05/2025 | Present |
| Erickson Phae | Blaine | ME | 10/2023 | Present |
Erickson Plumbing, Heating & Electrical Not Investment related Address of the other business; 1471 92nd Ln NE, Blaine, MN 55449 Nature of the other business; Plumbing, HVAC, and Electrical Contractor. Position; Controller title, or relationship with the other business; Employee the start date of your relationship; 10/2023 the approximate number of hours/month you devote to the other business; 160 the number of hours you devote to the other business during securities trading hours; 136.5 and briefly describe your duties relating to the other business; GM, Controller. General oversight of company including operations and financials.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-15 |
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