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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-10 |
| CT | RA | APPROVED | 2018-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Haven | CT | 10/2016 | 08/2018 |
| State Of Connecticut Office Of The State Treasurer | Hartford | CT | 01/2016 | 10/2016 |
| Bank Of America, N.A. | New Haven | CT | 03/2017 | 08/2018 |
| Morgan Stanley | Madison | CT | 08/2018 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 08/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-25 |
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