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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-07-23 |
| SD | RA | APPROVED | 2026-07-20 |
| TX | RA | APPROVED | 2026-07-14 |
Branch Locations
401 Vivian Street South, Aberdeen, SD 57401 • United States
4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schwan Financial Group/Schwan Financial Advisors | Aberdeen | SD | 12/2016 | Present |
| Game Ready, Inc, | Scottsdale | AZ | 07/2014 | 12/2016 |
| Kovack Securities | Fort Lauderdale | FL | 10/2016 | Present |
| Integrity Alliance, Llc | Aberdeen | SD | 07/2026 | Present |
1) DBA - SCHWAN FINANCIAL GROUP - 401 VIVIAN STREET SOUTH, ABERDEEN, SD 57401; ESTATE AND FINANCIAL PLANNING INCLUSIVE OF INVESTMENT ADVISORY; INVESTMENT RELATED; MASTER PLAN OPERATIONS; MEET WITH CLIENTS FOR ESTATE AND FINANCIAL PLANNING; 90% OF TIME SPENT 2) SCHWAN FINANCIAL ADVISORS - 401 VIVIAN STREET SOUTH, ABERDEEN, SD 57401; INVESTMENT ADVISORY; MASTER PLAN OPERATIONS; MEET WITH CLIENTS TO PROVIDE INVESTMENT ADVISORY SERVICES; 3) SFG ACCOUNTING LLC - 401 VIVIAN STREET SOUTH, ABERDEEN, SD 57401; INVESTMENT RELATED; TAX PREPARATION AND PLANNING; PARTNER; 5% OF TIME SPENT. 4) SCHWAN FINANCIAL AGENCY - 401 VIVIAN STREET SOUTH ABERDEEN, SD 57401 - OWNERSHIP OF LIFE INSURANCE ENTITY - 1% OF TIME SPENT 5) SCHWAN FAMILY LP - 401 VIVIAN ST S, ABERDEEN SD 57401; LIMITED PARTNER/MEMBER; PASSIVE INVESTMENT; NON BUSINESS INVESTMENT RELATED ACTIVITY; 1% OF TIME SPENT 6) NORTHERN STATE UNIVERSITY BOARD - 1200 S JAY STREET ABERDEEN SD 57401 NON INVESTMENT RELATED; BOARD MEMBER LESS THAT 1% OF TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-05-11 |
| S65 | Uniform Investment Adviser Law Examination | 2017-03-27 |
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