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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-07-23
SD RA APPROVED 2026-07-20
TX RA APPROVED 2026-07-14
  • LA RA
    APPROVED
    Since 2026-07-23
  • SD RA
    APPROVED
    Since 2026-07-20
  • TX RA
    APPROVED
    Since 2026-07-14

Branch Locations

401 Vivian Street South, Aberdeen, SD 57401 • United States

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schwan Financial Group/Schwan Financial Advisors Aberdeen SD 12/2016 Present
Game Ready, Inc, Scottsdale AZ 07/2014 12/2016
Kovack Securities Fort Lauderdale FL 10/2016 Present
Integrity Alliance, Llc Aberdeen SD 07/2026 Present
  • 12/2016 → Present
    Schwan Financial Group/Schwan Financial Advisors
    Aberdeen, SD
  • 07/2014 → 12/2016
    Game Ready, Inc,
    Scottsdale, AZ
  • 10/2016 → Present
    Kovack Securities
    Fort Lauderdale, FL
  • 07/2026 → Present
    Aberdeen, SD
Previous Registrations
Other Businesses

1) DBA - SCHWAN FINANCIAL GROUP - 401 VIVIAN STREET SOUTH, ABERDEEN, SD 57401; ESTATE AND FINANCIAL PLANNING INCLUSIVE OF INVESTMENT ADVISORY; INVESTMENT RELATED; MASTER PLAN OPERATIONS; MEET WITH CLIENTS FOR ESTATE AND FINANCIAL PLANNING; 90% OF TIME SPENT 2) SCHWAN FINANCIAL ADVISORS - 401 VIVIAN STREET SOUTH, ABERDEEN, SD 57401; INVESTMENT ADVISORY; MASTER PLAN OPERATIONS; MEET WITH CLIENTS TO PROVIDE INVESTMENT ADVISORY SERVICES; 3) SFG ACCOUNTING LLC - 401 VIVIAN STREET SOUTH, ABERDEEN, SD 57401; INVESTMENT RELATED; TAX PREPARATION AND PLANNING; PARTNER; 5% OF TIME SPENT. 4) SCHWAN FINANCIAL AGENCY - 401 VIVIAN STREET SOUTH ABERDEEN, SD 57401 - OWNERSHIP OF LIFE INSURANCE ENTITY - 1% OF TIME SPENT 5) SCHWAN FAMILY LP - 401 VIVIAN ST S, ABERDEEN SD 57401; LIMITED PARTNER/MEMBER; PASSIVE INVESTMENT; NON BUSINESS INVESTMENT RELATED ACTIVITY; 1% OF TIME SPENT 6) NORTHERN STATE UNIVERSITY BOARD - 1200 S JAY STREET ABERDEEN SD 57401 NON INVESTMENT RELATED; BOARD MEMBER LESS THAT 1% OF TIME SPENT

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-05-11
S65 Uniform Investment Adviser Law Examination 2017-03-27
  • S63 Uniform Securities Agent State Law Examination
    2018-05-11
  • S65 Uniform Investment Adviser Law Examination
    2017-03-27

View on SEC IAPD

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