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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-06-12 |
| FL | RA | APPROVED | 2025-06-09 |
| TX | RA | APPROVED | 2025-06-04 |
Branch Locations
4000 Legato Road 8Th Floor, Fairfax, VA 22033 • United States
4221 W Boy Scout Blvd Suite 190, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 10/2016 | 05/2021 |
| Tom James Company | Atlanta | GA | 05/2016 | 10/2016 |
| Bank Of America, N.A. | Atlanta | GA | 04/2017 | 05/2021 |
| Fisher Investments | Tampa | FL | 05/2021 | 05/2025 |
| Edelman Financial Engines | Santa Clara | CA | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-23 |
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