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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-20
  • TX RA
    APPROVED
    Since 2017-04-20

Branch Locations

1816 S. Mccoll Rd Suite 4, Edinburg, TX 78539 • United States

24 Greenway Plaza Ste 1725, Houston, TX 77046 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rjg Retirement Services Edinburg TX 06/2015 Present
Voya Financial Advisors, Inc. Edinburg TX 11/2016 Present
Other Businesses

NAME OF ENTITY:RJG Retirement Services, LLC.; Yes; 1816 S. McColl Rd, Suite 4; Edinburg; TX; 78539; FINANCIAL SERVICES/DBA; Financial Adviser; 6/12/2015; 160; 100; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS.|NAME OF ENTITY: Independent Insurance Agent; Yes; 1816 S. McColl Rd, Suite 4; Edinburg; TX; 78539; Fixed Insurance Sales; Independent Insurance Agent; 1/1/2018; 160; 160; Sales of Fixed Insurance Products|NAME OF ENTITY: Property and Casualty Agent; No; 1816 S. McColl Rd, Suite 4; Edinburg; TX; 78539; Property and Casualty Insurance.; P&C Insurance Agent; 10/15/2020; 40; 40; Sales of property and casualty insurance|NAME OF ENTITY: Empower Brokerage; No; 1816 S. McColl Rd, Suite 4; Edinburg; TX; 78539; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 3/1/2021; 16; 16; SALE OF FIXED INSURANCE, MEDICARE SUPPLEMENTS PRODUCTS|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-12
S63 Uniform Securities Agent State Law Examination 2017-01-27
  • S65 Uniform Investment Adviser Law Examination
    2017-04-12
  • S63 Uniform Securities Agent State Law Examination
    2017-01-27
Other Names
  • Aaron Ramirez

View on SEC IAPD

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