Luis Manuel Miret

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2001 → 07/2020
  Investacorp, Inc.
  Miami Lakes, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  Coral Springs, FL
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  Coral Springs, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Coral Springs, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Coral Springs, FL

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  Coral Springs, FL
• 2002-08-02 → 2020-07-17
  Investacorp Advisory Services Inc
  Coral Springs, FL
  Coral Springs, FL

Other Businesses

1. MIRET SECURITIES & PLANNING GROUP INC. POSITION: President/Sole Owner NATURE: Corporate & personal tax returns and accounting services. INVESTMENT RELATED: No NUMBER OF HOURS: 86 SECURITIES TRADING HOURS: 86 START DATE: 04/02/2002 ADDRESS: 1891 NW 104 Avenue, Coral Springs FL 33071 DESCRIPTION: 95% of my work day is spent in front of a computer, where I monitor stock market activity and news approximately every 10 minutes. Brokerage clients' trades and calls take priority over OBA. DBA-Miret Securities & Planning Group Inc., 2. DBA - Miret Financial Group 3. MIRET SECURITIES & PLANNING GROUP, INC. POSITION: President/Sole Owner NATURE: Non-variable life insurance and fixed & variable annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/10/1998 ADDRESS: 1891 NW 104 Avenue, Coral Springs FL 33071, United States DESCRIPTION: Predominantly sell non-variable life insurance and fixed & variable annuities. DBA-Miret Securities & Planning Group Inc., 95% of my work day is spent in front of a computer, where I monitor stock market activity and news approximately every 10 minutes. Brokerage clients' trades and calls take first priority over OBA. 4. GOLOMB KATZ & SCHWARTZ POSITION: Independent Contractor NATURE: Corporation PLLC. Accounting & Tax Firm. INVESTMENT RELATED: No NUMBER OF HOURS: 128 SECURITIES TRADING HOURS: 64 START DATE: 01/14/2008 ADDRESS: 1551 Sawgrass Corporate Parkway, Unit 410, Sunrise FL 33323, United States DESCRIPTION: Tax return preparation and bookkeeping 5. BERNARD DODDO AND COMPANY,PA POSITION: Independent Contractor NATURE: Corporation PA. Tax and Accounting Services. INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 6 START DATE: 07/26/2004 ADDRESS: 5400 S. University Drive, Suite 601, Davie FL 33328, United States DESCRIPTION: Tax returns and bookkeeping

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-01-05