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Lindsay Fawcett

Wells Fargo Clearing Services, LLC

Roseville, CA

Saint Petersburg, FL

Sarasota, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-23
FL RA APPROVED 2018-07-05
TX RA APPROVED_RES 2017-02-14
  • CA RA
    APPROVED
    Since 2026-03-23
  • FL RA
    APPROVED
    Since 2018-07-05
  • TX RA
    APPROVED_RES
    Since 2017-02-14

Branch Locations

1512 Eureka Rd 3Rd Fl, Roseville, CA 95661 • United States

4100 4Th St N, Saint Petersburg, FL 33703 • United States

1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Roseville CA 11/2016 Present
Wells Fargo St. Petersburg FL 10/2012 11/2016
Other Businesses

SOUTPORT HOA, NOT INV RELATED, TAMPA, FL, PRESIDENT, START 3/6/2024, 8 HOURS PER MONTH, ZERO HOURS DURING TRADING, BUDGETING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-22
S63 Uniform Securities Agent State Law Examination 2017-01-28
  • S65 Uniform Investment Adviser Law Examination
    2018-06-22
  • S63 Uniform Securities Agent State Law Examination
    2017-01-28

View on SEC IAPD

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Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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