John Gleason

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → 09/2022
  Morgan Stanley
  Chicago, IL
• 04/2011 → 12/2016
  U.S. Trust, Bank Of America
  Chicago, IL
• 09/2022 → Present
  Bmo Bank Na
  Chicago, IL
• 11/2022 → Present
  Lpl Financial Llc
  Chicago, IL

Previous Registrations

• 2017-03-29 → 2022-10-19
  Morgan Stanley
  Chicago, IL
  New York, NY
  Chicago, IL

Other Businesses

1) 10/27/2022 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 10/27/2022 - BMO Bank NA - Financial Institution Duty - Inv Rel - At Reported Business Location(s) - Start: 09/2022 - 160 Hr/Mth

Exams

• S66 Uniform Combined State Law Examination
  2017-03-29

Other Names

• Jay Gleason