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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| KS | RA | APPROVED | 2012-10-30 |
| MO | RA | APPROVED | 2012-10-26 |
Branch Locations
4001 W. 114Th St Suite 200, Leawood, KS 66211-2604 • United States
Lake Winnebago, MO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Leawood | KS | 10/2012 | Present |
(1) NAME OF ENTITY: HAYNES HOUSING SOLUTIONS, LLC; 14811 E. TRUMAN RD., INDEPENDENCE, MO 64050; BUSINESS DESCRIPTIONS: RENTAL HOMES; BUSINESS IS NOT INVESTMENT RELATED; START DATE: 09/14/16; CAPACITY: OWNER-PASSIVE; DUTIES PERFORMED: BUYING RENTAL HOMES; HOURS DEVOTED TO THIS OBA PER MONTH: 05; HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: NONE (2) FOUNDATIONS FOR OUR FUTURE; ADDRESS: 616 SW 3RD STREET, LEE'S SUMMIT, MO 64063; BUSINESS DESCRIPTION: NOMINATING COMMITTEE; NOT INVESTMENT RELATED; START DATE: 11/30/2017; CAPACITY: COMMITTEE MEMBER; DUTIES: NOMINATING COMMITTEE; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (3) Celebration Cove Condo Owner's Association106 Celebration Cove Circle # 231 Branson, Missouri 65616Condo Owner Association02/01/20 Board of Directors *, Treasurer I would Treasurer in name only with a book keeper who will manage affairs. I will provide and explain the financials twice per year at the semi annual condo owner's association meeting. 0-10 (4) NAME OF ENTITY: Truman Heartland Community Foundation ADDRESS: 4200 Little Blue Parkway Suite 340 Independence, Missouri 64057 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: It is a 501(c)(3) public charity and community foundation and donor advised fund CAPACITY: Other - Scholarship and scoring application. Committee will convene to make decisions. START DATE: 1/2/18 DUTIES: will be serving on scholarship committee, reviewing via our online portal the applications of students for a number of different scholarships and scoring those applications. The committee will then convene to make final decisions on scholarship recipients. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-22 |
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