Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
KS RA APPROVED 2012-10-30
MO RA APPROVED 2012-10-26
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • KS RA
    APPROVED
    Since 2012-10-30
  • MO RA
    APPROVED
    Since 2012-10-26

Branch Locations

4001 W. 114Th St Suite 200, Leawood, KS 66211-2604 • United States

Lake Winnebago, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Leawood KS 10/2012 Present
Previous Registrations
  • 2009-10-23 → 2012-10-26
    Leawood, KS
    Overland Park, KS
    Leawood, KS
  • 2005-08-15 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Overland Park, KS
    Overland Park, KS
  • 2002-04-15 → 2005-08-29
    Morgan Stanley Dw Inc.
    Kansas City, MO
Other Businesses

(1) NAME OF ENTITY: HAYNES HOUSING SOLUTIONS, LLC; 14811 E. TRUMAN RD., INDEPENDENCE, MO 64050; BUSINESS DESCRIPTIONS: RENTAL HOMES; BUSINESS IS NOT INVESTMENT RELATED; START DATE: 09/14/16; CAPACITY: OWNER-PASSIVE; DUTIES PERFORMED: BUYING RENTAL HOMES; HOURS DEVOTED TO THIS OBA PER MONTH: 05; HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: NONE (2) FOUNDATIONS FOR OUR FUTURE; ADDRESS: 616 SW 3RD STREET, LEE'S SUMMIT, MO 64063; BUSINESS DESCRIPTION: NOMINATING COMMITTEE; NOT INVESTMENT RELATED; START DATE: 11/30/2017; CAPACITY: COMMITTEE MEMBER; DUTIES: NOMINATING COMMITTEE; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (3) Celebration Cove Condo Owner's Association106 Celebration Cove Circle # 231 Branson, Missouri 65616Condo Owner Association02/01/20 Board of Directors *, Treasurer I would Treasurer in name only with a book keeper who will manage affairs. I will provide and explain the financials twice per year at the semi annual condo owner's association meeting. 0-10 (4) NAME OF ENTITY: Truman Heartland Community Foundation ADDRESS: 4200 Little Blue Parkway Suite 340 Independence, Missouri 64057 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: It is a 501(c)(3) public charity and community foundation and donor advised fund CAPACITY: Other - Scholarship and scoring application. Committee will convene to make decisions. START DATE: 1/2/18 DUTIES: will be serving on scholarship committee, reviewing via our online portal the applications of students for a number of different scholarships and scoring those applications. The committee will then convene to make final decisions on scholarship recipients. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-22
  • S66 Uniform Combined State Law Examination
    2002-03-22
Other Names
  • Todd Alan Haynes

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Leawood, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor