Eric Montemaggi

Employer firm

Aurora Pointe Capital Management, LLC CRD 318928

$72.2M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → 04/2018
  Iss Institutional Shareholder Services
  Rockville, MD
• 10/2016 → 02/2017
  Sandy Spring Bank West Financial Services
  Olney, MD
• 07/2013 → 09/2016
  Fourteenth Street Capital Llc
  Falls Church, VA
• 04/2018 → 12/2021
  Northwestern Mutual Investment Services Llc
  Milwaukee, WI
• 01/2022 → Present
  Aurora Pointe Capital Management, Llc
  Vienna, VA
• 03/2017 → 12/2017
  N/A
  Falls Church, VA

Previous Registrations

• 2016-11-01 → 2017-02-08
  West Financial Services, Inc.
  Mclean, VA

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-05-10

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• Eric M Montemaggi
• Eric M. Montemaggi
• Eric Montemaggi
• Eric Montemaggi