Inactive

Eric Montemaggi

Aurora Pointe Capital Management, LLC

Claim This Profile

Current Employers

Aurora Pointe Capital Management, Llc

1934 Old Gallows Road Suite 350, Vienna, VA 22182 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2022-02-12

VA RA
APPROVED

Since 2022-02-12

Branch Locations

Mclean, VA • United States

1934 Old Gallows Road Suite 350, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Iss Institutional Shareholder Services	Rockville	MD	01/2018	04/2018
Sandy Spring Bank West Financial Services	Olney	MD	10/2016	02/2017
Fourteenth Street Capital Llc	Falls Church	VA	07/2013	09/2016
Northwestern Mutual Investment Services Llc	Milwaukee	WI	04/2018	12/2021
Aurora Pointe Capital Management, Llc	Vienna	VA	01/2022	Present
N/A	Falls Church	VA	03/2017	12/2017

01/2018 → 04/2018

Iss Institutional Shareholder Services

Rockville, MD
10/2016 → 02/2017

Sandy Spring Bank West Financial Services

Olney, MD
07/2013 → 09/2016

Fourteenth Street Capital Llc

Falls Church, VA
04/2018 → 12/2021

Northwestern Mutual Investment Services Llc

Milwaukee, WI
01/2022 → Present

Aurora Pointe Capital Management, Llc

Vienna, VA
03/2017 → 12/2017

N/A

Falls Church, VA

Previous Registrations

2016-11-01 → 2017-02-08

West Financial Services, Inc.

Mclean, VA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2018-05-10

S63 Uniform Securities Agent State Law Examination

2018-05-10

Designations

Other Names

Eric M Montemaggi
Eric M. Montemaggi
Eric Montemaggi
Eric Montemaggi

View on SEC IAPD

More in Mclean, VA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor