Best Investors Account Sign in

Stephanie Lynn Starcevich

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayzata, MN

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-04
TX RA APPROVED 2009-01-12
  • MN RA
    APPROVED
    Since 2013-11-04
  • TX RA
    APPROVED
    Since 2009-01-12

Branch Locations

315 Lake St E, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Minneapolis MN 04/1995 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Minneapolis MN 04/1995 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-23
S63 Uniform Securities Agent State Law Examination 1999-09-24
  • S66 Uniform Combined State Law Examination
    2008-04-23
  • S63 Uniform Securities Agent State Law Examination
    1999-09-24
Other Names
  • Stephanie Lynn Smith
  • Stephanie L Starcevich

View on SEC IAPD

Other Firms

MORGAN STANLEY
LARSON FINANCIAL GROUP, LLC
EDWARD JONES
WALLEYE CAPITAL LLC
GARDA CAPITAL PARTNERS
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC
BANNERSTONE CAPITAL

Other Investors

JOSEPH ANTHONY DELMONICO
GREGORY CHARLES RIELAND
BRIAN JEROME WARPINSKI
JEAN PAUL PRENEVOST
ESTELLA MORA ECKART
JESSICA ROSE HINDERMANN
Keighley J Spott
GREGORY PAUL OLSON

Other Offices

MORGAN STANLEY · Wayzata, MN
LARSON FINANCIAL GROUP, LLC · Wayzata, MN
EDWARD JONES · Wayzata, MN
WALLEYE CAPITAL LLC · WAYZATA, MN
GARDA CAPITAL PARTNERS · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA , MN
LPL FINANCIAL LLC · WAYZATA, MN

More in Wayzata, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor