Dakota Ryan Ross

Employer firm

Assetmark, Inc. CRD 109018

$91.8B regulatory AUM 220,268 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-12-03

FL RA
APPROVED

Since 2025-12-03

Branch Locations

Bradenton, FL • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Global Financial Private Capital	Sarasota	FL	03/2014	04/2019
Assetmark Financial Holdings, Inc	Bradenton	FL	04/2019	Present
Assetmark Brokerage, Llc	Bradenton	FL	12/2020	Present

03/2014 → 04/2019

Global Financial Private Capital

Sarasota, FL
04/2019 → Present

Assetmark Financial Holdings, Inc

Bradenton, FL
12/2020 → Present

Assetmark Brokerage, Llc

Bradenton, FL

Previous Registrations

2017-10-03 → 2020-08-14

Global Financial Private Capital, Inc.

Sarasota, FL

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 04/2019 - 160 HRS / MONTHLY - ADVANCED CUSTOMER EXPERIENCE ANALYST OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-08-25

S65 Uniform Investment Adviser Law Examination

2017-08-25

View on SEC IAPD