James Bockstahler

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 01/2017
  21St Century Financial
  Columbus, OH
• 05/2016 → 01/2017
  Laz Parking
  Columbus, OH
• 11/2016 → 01/2017
  Hornor Townsend & Kent Inc
  Horsham, PA
• 01/2017 → 10/2020
  Jp Morgan Securities Llc
  Westerville, OH
• 10/2020 → 02/2025
  Morgan Stanley
  West Hartford, CT
• 02/2025 → Present
  Ubs Financial Services, Inc
  Hartford, CT

Previous Registrations

• 2020-12-08 → 2025-03-06
  Morgan Stanley
  Worcester, MA
  West Hartford, CT
  Rocky Hill, CT
• 2017-03-29 → 2020-10-22
  J.P. Morgan Securities Llc
  Westerville, OH
  Westerville, OH
  Westerville, OH
  Westerville, OH
  Westerville, OH
  Columbus, OH
  Columbus, OH

Exams

• S66 Uniform Combined State Law Examination
  2017-03-20

Other Names

• James E Bookstahler
• James E Bockstahler