Andrew James Mckay

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2012-01-04
SC	RA	APPROVED	2010-10-05
NC	RA	APPROVED	2010-09-30

TX RA
APPROVED

Since 2012-01-04
SC RA
APPROVED

Since 2010-10-05
NC RA
APPROVED

Since 2010-09-30

Branch Locations

1000 Social St Suite 1250, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Raleigh	NC	09/2010	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

09/2010 → Present

Morgan Stanley Smith Barney

Raleigh, NC
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2006-05-12 → 2010-10-08

Ubs Financial Services Inc.

Raleigh, NC

Other Businesses

3. W&H ASSOCIATES; COMMERCIAL PROPERTY, OWNS AND LEASES WAREHOUSES; RALEIGH, NC; 1 HOUR AFTER BUSINESS; 0 DURING BUSINESS; 10/2012** 4. CCM PROPERTIES LLC, RENTAL PROPERTY; PROVIDE FUNDING AND GENERAL GUIDANCE; TORRINGTON, CT; 5 HOURS AFTER BUSINESS; 1 HOUR DURING BUSINESS; 04/2014 5. CCM2 Properties, LLC; Investment related: Yes; Morris, CT; Real Estate; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Apr 2014; During business hours: 1; After business hours: 5; 6.*391410- Real Estate; Investment related Yes; Raleigh, North Carolina; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2020; During business hours: 0; After business hours: 1; Property Management

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-05-11

S66 Uniform Combined State Law Examination

2006-05-11

Other Names

Andrew J Mckay

View on SEC IAPD