Justin M Kroplin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1998 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oakland, CA
• 07/2011 → Present
  Bank Of America, N.A.
  San Francisco, CA

Other Businesses

I*2131268, Entity Type, Name of OBA: Rental Property 1 Address: Wailea, Hawaii, 96753 Investment Related: N Position, Title, Association: Sole owner Employee Start Date: 01/25/2025 No Hours: 10 Y No Hours during trading: 0 Duties: Vacation home and plans to start renting it out, not renting to clients/prospects of the FA's. No potential conflict

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-30
• S63 Uniform Securities Agent State Law Examination
  1999-04-15

Other Names

• Jud Kroplin
• Justin M Kroplin
• Justin Michael Kroplin