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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-05-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kpmg Us | St. Louis | MO | 10/2014 | 11/2016 |
| Edward Jones | St. Louis | MO | 11/2016 | 03/2025 |
| Lpl Financial | Florissant | MO | 05/2025 | Present |
1. 05/07/2025- RetireStrong Financial Advisors LLC- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) - Start date: 05/01/2025 2. 06/23/2025 - retirestrong planners - Tax Prep/Accounting/CPA - Inv Related - Creve Coeur, MO - Start date: 07/01/2025 - 5 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-30 |
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