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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-06-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Huntington Station | NY | 12/2016 | Present |
| Us Army Reserves | Aurora | CO | 01/2015 | 01/2022 |
| Charles Schwab Bank | Huntington Station | NY | 11/2019 | Present |
1) Turo | Rental services | I rent out my vehicle on Turo.com, its a rental site for vehicles similar to AirBNB | less than 20 hrs monthly | No business during trading hrs 2) FISO Properties LLC | 09/16/2021 start date | 20-40 hrs monthly | no hrs during trading hrs | Duties: Collecting rent and other property fees from tenants. -Paying property expenses, including taxes, mortgages, and maintenance costs. -Meeting potential tenants, showing them the property and assessing their applications in accordance with anti-discrimination laws. -Advertising vacant properties and hiring a leasing agent to find tenants as needed. -Inspecting properties and arranging for repairs and new materials as required. -Arranging contracts for maintenance, trash removal, landscaping, security and other ongoing services and managing disputes with these service providers where appropriate. -Investigating and resolving property complaints and rental violations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-09 |
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