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1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2026-06-29 |
| CO | RA | APPROVED | 2024-11-14 |
Branch Locations
10 Pioneer Ave Office #13 (5A), Jackson, WY 83001 • United States
1200 17Th Street Suite 2000, Denver, CO 80202 • United States
5613 Dtc Parkway Suite 650, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Denver | CO | 11/1998 | 10/2023 |
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 11/1998 | 10/2023 |
| Mercer Global Advisors Inc. | Greenwood Village | CO | 11/2024 | 12/2025 |
| Retired | Littleton | CO | 10/2023 | 11/2024 |
| Mercer Global Advisors Inc. | Greenwood Village | CO | 01/2026 | Present |
1. Rental Property; Investment-related; 1473 E Keystone Road, Unit 2935, Keystone, CO 80435 and 91099 Ryan Gulch Road, #A2, Silverthorne, CO 90498; Part-owner; 01/01/2020; 1 hr. per month; 0 hrs. during trading hours; Part-owner of rental properties, day-to-day is handled by the property manager of each.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-19 |
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