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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-22 |
| NJ | RA | APPROVED | 2017-01-23 |
Branch Locations
77 Broad St, Red Bank, NJ 07701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 10/2016 | Present |
| Unemployed | Trenton | NJ | 05/2016 | 10/2016 |
| Bank Of America, N.A. | Pennington | NJ | 01/2017 | Present |
I*1990278 , Entity Type,For Profit Name of OBA: Condit Vending LLC Address: Holmdel,New Jersey,07733 Investment Related: no Position, Title, Association: General Partner/Managing Member,Em Employee Start Date: 10/01/2024 No Hours: 10 weekly No Hours during trading:0 Duties:Providing vending machine services to the local community.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-19 |
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