Peter Katsarelis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-01-10

FL RA
APPROVED

Since 2024-01-10

Branch Locations

Palm Harbor, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Tampa	FL	10/2016	01/2024
Capt Peter Katsarelis	Holiday	FL	02/1995	09/2016
The Boat Company	Port Orchard	WA	07/2016	09/2016
Bank Of America, N.A.	Tampa	FL	01/2017	01/2024
Lpl Financial	Palm Harbor	FL	01/2024	Present

10/2016 → 01/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tampa, FL
02/1995 → 09/2016

Capt Peter Katsarelis

Holiday, FL
07/2016 → 09/2016

The Boat Company

Port Orchard, WA
01/2017 → 01/2024

Bank Of America, N.A.

Tampa, FL
01/2024 → Present

Lpl Financial

Palm Harbor, FL

Previous Registrations

2017-03-07 → 2024-01-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tampa, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-02-17

S66 Uniform Combined State Law Examination

2017-02-17

View on SEC IAPD