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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-01
  • TX RA
    APPROVED
    Since 2024-04-01

Branch Locations

Houston, TX • United States

24 Greenway Plz # 1895, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 10/2016 Present
Unemployed Houston TX 05/2016 10/2016
Bank Of America, N.A. Houston TX 04/2017 Present
Lpl Financial Llc Houston TX 04/2024 Present
Previous Registrations
Other Businesses

1)03/27/2024 - Sovereign Wealth Advisors, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 04/2024 - 160 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-07
  • S66 Uniform Combined State Law Examination
    2017-03-07
Other Names
  • Juan Davila

View on SEC IAPD

More in Houston, TX

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