Alejandro Mariscal

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2018-11-21

IL RA
APPROVED

Since 2018-11-21

Branch Locations

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Berwyn, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	MD	10/2016	10/2018
Unemployed	Berwyn	IL	08/2016	10/2016
Morgan Stanley Smith Barney Llc	Berwyn	IL	11/2018	Present
Morgan Stanley Services Group, Inc.	Berwyn	IL	05/2022	Present

10/2016 → 10/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, MD
08/2016 → 10/2016

Unemployed

Berwyn, IL
11/2018 → Present

Morgan Stanley Smith Barney Llc

Berwyn, IL
05/2022 → Present

Morgan Stanley Services Group, Inc.

Berwyn, IL

Previous Registrations

2017-03-27 → 2018-10-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-03-24

S66 Uniform Combined State Law Examination

2017-03-24

View on SEC IAPD

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