Kyle Freise Holloway

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2020-12-14
NC	RA	APPROVED	2020-11-09
TX	RA	APPROVED	2018-04-19
CO	RA	APPROVED	2017-02-02

SC RA
APPROVED

Since 2020-12-14
NC RA
APPROVED

Since 2020-11-09
TX RA
APPROVED

Since 2018-04-19
CO RA
APPROVED

Since 2017-02-02

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

100 N Tryon St, Charlotte, NC 28255 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Grand Junction	CO	10/2016	Present
Unemployed	Grand Junction	CO	03/2016	10/2016
Bank Of America, N.A.	Grand Junction	CO	03/2017	Present

10/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Grand Junction, CO
03/2016 → 10/2016

Unemployed

Grand Junction, CO
03/2017 → Present

Bank Of America, N.A.

Grand Junction, CO

Other Businesses

I*1389271 For profit or not for profit: Entity Governmental Name of outside business organization: South Carolina State Guard Investment related: N Address of business: Columbia, South Carolina, 29201, United States Nature of business: ["Governmental Organization"] Position, title, association: ["Other"], Start date of relationship: 8/1/2023 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Intelligence Analyst for the unit's G2 Intelligence Staff, The SC State Guard (SCSG) is the State's authorized and funded militia, and assumes a support role for the SCNG in the event the SCNG is mobilized. The SCNG is headquartered at the historic Olympia Armory in Columbia. The over 900 volunteer members of the

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-02-01

S66 Uniform Combined State Law Examination

2017-02-01

Other Names

Kyle Holloway

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