Jay Caceres

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-08-08
TX	RA	APPROVED_RES	2025-06-20

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	10/2016	03/2019
Bank Of America, N.A.	Pennington	NJ	10/2016	03/2019
Td Ameritrade	Philadelphia	PA	03/2019	10/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Yardley	PA	10/2020	05/2022
Blackrock	Princeton	NJ	05/2022	02/2025
Blackrock Investments, Llc	Princeton	NJ	05/2022	02/2025
Rider University	Lawrenceville	NJ	01/2016	08/2022
J.P. Morgan Securities Llc	New York	NY	02/2025	Present
Jpmorgan Chase Bank, N.A.	New York	NY	02/2025	Present

10/2016 → 03/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
10/2016 → 03/2019

Bank Of America, N.A.

Pennington, NJ
03/2019 → 10/2020

Td Ameritrade

Philadelphia, PA
10/2020 → 05/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Yardley, PA
05/2022 → 02/2025

Blackrock

Princeton, NJ
05/2022 → 02/2025

Blackrock Investments, Llc

Princeton, NJ
01/2016 → 08/2022

Rider University

Lawrenceville, NJ
02/2025 → Present

J.P. Morgan Securities Llc

New York, NY
02/2025 → Present

Jpmorgan Chase Bank, N.A.

New York, NY

2022-05-31 → 2025-02-26

Blackrock Investment Management, Llc

Princeton, NJ
2020-10-15 → 2022-05-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Yardley, PA
2019-04-11 → 2020-10-27

Td Ameritrade, Inc.

Philadelphia, PA
2019-04-11 → 2020-10-27

Td Ameritrade Investment Management, Llc

Philadelphia, PA
2017-01-20 → 2019-03-26

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

West Trenton, NJ

Mercerville, NJ

West Trenton, NJ

Princeton, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-01-19