Kimberly Vickers Johnson

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 08/2019
  American United Life
  Nicholasville, KY
• 08/2015 → 08/2019
  Oneamerica Securities
  Nicholasville, KY
• 09/2019 → 06/2024
  Hornor Townend & Kent Llc
  Horsham, PA
• 08/2019 → 06/2024
  Penn Mutual Life Insurance Company
  Horsham, PA
• 07/2024 → Present
  Principal Life Insurance Company
  Lexington, KY
• 07/2024 → Present
  Principal Securities, Inc.
  Lexington, KY
• 07/2015 → Present
  Onecommonwealth Financial Group
  Lexington, KY

Previous Registrations

• 2020-01-02 → 2024-07-24
  Hornor, Townsend & Kent, Llc
  Brentwood, TN
  Lexington, KY
  Lexington, KY
• 2015-08-05 → 2019-09-10
  Oneamerica Securities, Inc.
  Lexington, KY
  Nicholasville, KY
  Indianapolis, IN
  Brentwood, TN
• 2014-09-18 → 2015-07-16
  Park Avenue Securities Llc
  Dublin, OH
  Columbus, OH
• 2005-09-30 → 2014-08-15
  Eagle Strategies Llc
  Lexington, KY
  Huntsville, AL
  Dublin, OH

Other Businesses

**ONECOMMONWEALTH FINANCIAL GROUP POSITION: President NATURE: DI/AH Insurance, Group Health Insurance, Life Insurance, Mutual funds Securities VA VL, Financial Strategies Needs Analysis, Fee Based Financial Planning Seminars Workshops INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2015 ADDRESS: 139 W. Short Street, STE 200, Lexington KY 40507, United States DESCRIPTION: Sale of Financial Products. **INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/13/2024 ADDRESS: 355 S BROADWAY APT 106, Lexington KY 40507, United States DESCRIPTION: Sales of Fixed Annuity, Life, LTC, DI and Group Benefits through Various Carriers.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-08-29
• S63 Uniform Securities Agent State Law Examination
  2000-08-11

Other Names

• Kimberly Johnson
• Kimberly Suzette Vickers
• Kim Johnson