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William Jay Difani

LPl Enterprise, LLC

St Louis, MO

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
  • MO RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2016 05/2019
Unyson Logistics St. Louis MO 05/2014 10/2016
Thrivent Investment Management Inc Overland Park KS 05/2019 06/2019
Mass Mutual Life Insurance Co Chesterfield MO 06/2019 10/2022
Mml Investors Services, Llc Chesterfield MO 07/2019 10/2022
The Prudential Insurance Company Of America St. Louis MO 10/2022 Present
Pruco Securities Llc St. Louis MO 10/2022 11/2024
Lpl Enterprise, Llc St. Louis MO 11/2024 Present
  • 10/2016 → 05/2019
    Edward Jones
    St Louis, MO
  • 05/2014 → 10/2016
    Unyson Logistics
    St. Louis, MO
  • 05/2019 → 06/2019
    Thrivent Investment Management Inc
    Overland Park, KS
  • 06/2019 → 10/2022
    Mass Mutual Life Insurance Co
    Chesterfield, MO
  • 07/2019 → 10/2022
    Chesterfield, MO
  • 10/2022 → Present
    The Prudential Insurance Company Of America
    St. Louis, MO
  • 10/2022 → 11/2024
    St. Louis, MO
  • 11/2024 → Present
    St. Louis, MO
Previous Registrations
Other Businesses

1. 11/14/2024 - Aldrich Family LLC - Farm - Saint Louis, MO - INV REL - Start Date 12/21/2011 - 0hrs/mth 2. 11/14/2024 - CORA BOPP FAMILY LIMITED PARTNERSHIP - Farm - Clayton, MO - INV REL - Start Date 08/02/2000 - 0hrs/mth 3. 11/14/2024 - EnVision Strategies LLC - DBA for LPL Business (entity for LPL business) - Saint Louis, MO - INV REL - Start Date 03/01/2022 - 200hrs/mth | 160hrs during trading 4. 11/14/2024 - Difani Financial Services, LLC - Non-Variable Insurance - Maryland Heights, MO - INV REL - Start Date 12/06/2022 - 1hr/mth 5. 11/14/2024 - Sunset Escapes LLC - Real Estate Rental - Maryland Heights, MO - INV REL - Start Date 11/01/2017 - 2hrs/mth 6. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-16
  • S66 Uniform Combined State Law Examination
    2019-08-16
Other Names
  • Will Difani
  • Will Jay Difani

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