Troy David Stoll

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 11/2017
  National Planning Corporation
  Washington, IN
• 11/2017 → 01/2024
  Woodbury Financial Services Inc
  Washington, IN
• 01/2024 → Present
  Osaic Wealth, Inc.
  Washington, IN

Previous Registrations

• 2017-11-02 → 2024-01-19
  Woodbury Financial Services, Inc.
  Washington, IN
  Washington, IN
  College Grove, TN
• 2014-11-03 → 2017-11-10
  National Planning Corporation
  Washington, IN
  El Segundo, CA
• 2005-07-29 → 2014-11-10
  Lpl Financial Llc
  Jasper, IN
  Washington, IN

Other Businesses

1) SANDBORN FIRST CHRISTIAN CHURCH, INC. POSITION: Treasurer & board member NATURE: Church is organized as a not-for-profit corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1999 ADDRESS: 118 N Anderson Street, Sandborn IN 47578, United States DESCRIPTION: I am a voting board member and the reporting treasurer. I compile financial statements for board reporting purposes, although I do NOT have any control over funds and/or check-writing/check-signing authority for this entity. 2) TROY D STOLL, CPA POSITION: Owner NATURE: Sole proprietor engaged in bookkeeping and financial statement preparation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1990 ADDRESS: 2015 State Street, Washington IN 47501, United States DESCRIPTION: General bookkeeping and prepare financial statements for 4 clients from their check journals. Complete payroll tax returns. Meet with clients to discuss financial results & coordinate with tax preparers. I also prepare a few friend and family tax returns for no compensation. 3) TRIGGERED TRANSFERS LLC POSITION: Owner NATURE: LLX taxed and operated as a sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2017 ADDRESS: 2015 State Street, Washington IN 47501, United States DESCRIPTION: Receive & transfer firearms to individuals who purchase online or between private parties who desire a federal background check. I also offer sale consignment for individuals. This is little more than an accomodation/hobby for me and I do not anticipate significant business activity in this venture. 4) TROY D & BARBARA A STOLL POSITION: Joint Owner NATURE: I jointly own with my wife a few commercial real estate properties, including this office that I lease to my D/B/A (Fort Knox Investment Management) and two other adjoining properties INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2009 ADDRESS: 2015 State Street, Washington IN 47501, United States DESCRIPTION: Own & manage commercial real estate collecting rent payments and arranging for repair & general maintenance of the properties jointly with my wife. 5) FORT KNOX INVESTMENT MANAGEMENT, INC. POSITION: President NATURE: Subchapter S Corporation D/B/A only for my securities business INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/22/2005 ADDRESS: 2015 State Street, Washington IN 47501, United States DESCRIPTION: Payroll & general management of my securities-related D/B/A 6) TROY STOLL POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2019 ADDRESS: 301 SE 21st Street, Washington IN 47501, United States DESCRIPTION: Operate 4 coin-operated soft drink vending machines located at the rental property adjacent to my business office. 7) FORT KNOX INVESTMENT MANAGEMENT POSITION: Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/17/2023 ADDRESS: 2015 State Street, Washington IN 47501, United States DESCRIPTION: Fixed insurance sales through InSource, Inc., an Indianapolis insurance agency. I am not expecting this activity to be substantial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-05-14
• S63 Uniform Securities Agent State Law Examination
  1998-12-22

Designations

• Certified Financial Planner