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Alvina Hong

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

CRD 6720223

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-05-03
  • NY RA
    APPROVED
    Since 2022-05-03

Branch Locations

One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch New York NY 10/2017 Present
Merrill Lynch (Icon Information Consultants) New York NY 10/2016 10/2017
Unemployed Cambridge MA 06/2016 09/2016
  • 10/2017 → Present
    Merrill Lynch
    New York, NY
  • 10/2016 → 10/2017
    Merrill Lynch (Icon Information Consultants)
    New York, NY
  • 06/2016 → 09/2016
    Unemployed
    Cambridge, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-02
  • S66 Uniform Combined State Law Examination
    2022-05-02
Other Names
  • Sooyun Hong

View on SEC IAPD

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