Thomas William Dunn

Current Employers

Employment History

• 02/2014 → Present
  Lpl Financial Llc
  Brownsville, TX
• 02/2014 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 1999-02-25 → 2014-02-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Brownsville, TX
  Mcallen, TX

Other Businesses

1. 2/24/2014: Al Chile LLC - Not Inv. Rel. - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - Owner - Other - Time Spent 0%. 2. 2/24/2014: Clearpoint Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 11/2/2015: ClearPoint Capital - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 12/01/2015 - 1 Hours Per Month During Securities Trading. 4. 02/19/2016 - ClearPoint Insurance - inv rel - 680 E Saint Charles St #700 Brownsville, Texas 78520 - Non-Variable Insurance - START 02/20/2016 - 10 HOURS PER MONTH - Agent. 5. 12/12/2016 - Private Advisor Group - DBA: (Hybrid) ClearPoint Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 03/15/2014 - 160 Hours Per Month/50 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 12/12/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6.05/11/2023 - ClearPoint Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 02/20/2016 - 1 Hours Per Month/0 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  1999-01-22

Other Names

• Thomas W Dunn
• Tom Dunn