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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-29
WI RA APPROVED 2017-02-27
  • TX RA
    APPROVED_RES
    Since 2021-09-29
  • WI RA
    APPROVED
    Since 2017-02-27

Branch Locations

W188S7820 Racine Ave, Muskego, WI 53150 • United States

Waterford, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Muskego WI 12/2016 Present
Stadia New Church Strategies Irvine CA 07/2008 11/2016
Thrivent Financial Appleton WI 01/2017 05/2017
Thrivent Financial Appleton WI 05/2017 Present
  • 12/2016 → Present
    Muskego, WI
  • 07/2008 → 11/2016
    Stadia New Church Strategies
    Irvine, CA
  • 01/2017 → 05/2017
    Thrivent Financial
    Appleton, WI
  • 05/2017 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

INDEPENDENT CONTRACTOR POSITION: Public Speaking NATURE: Conference and Workshop Speaker in ministry settings. Theses typically include women's ministry events, marriage conferences and church services. Topics are broadly based. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2019 ADDRESS: W124S6438 Hawthorne Rd, Muskego WI 53150, United States DESCRIPTION: Preparing Talks, scheduling, marketing and presenting. CATAPULT POSITION: Board Member NATURE: Provide coaching and financial resources to bring the gospel to new places. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2022 ADDRESS: 6628 Channel Rd, Waterford WI 53185, United States DESCRIPTION: To provide insight and direction on the vision of the organization. I will also be involved with fundraising.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-24
  • S66 Uniform Combined State Law Examination
    2017-02-24

View on SEC IAPD

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