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James Ronald Salera

Stephens

Bay Village, OH

Little Rock, AR

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-14
OH RA APPROVED 2022-01-05
  • TX RA
    APPROVED
    Since 2022-01-14
  • OH RA
    APPROVED
    Since 2022-01-05

Branch Locations

Bay Village, OH • United States

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybank Fairview Park OH 07/2016 10/2017
Key Investment Services, Llc Cleveland OH 07/2016 10/2017
Cetera Investment Services Llc St.CLoud MN 01/2018 12/2018
First National Bank Of Pa Monroeville PA 12/2017 12/2018
Unemployed Harmony PA 10/2017 11/2017
Cetera Investment Advisers Llc Monroeville PA 03/2018 12/2018
Northcoast Research Cleveland OH 01/2019 10/2021
Stephens Inc. Cleveland OH 11/2021 03/2022
Stephens Inc. Cleveland OH 03/2022 03/2023
Stephens Inc. Cleveland OH 03/2023 03/2026
Stephens Inc. Cleveland OH 03/2026 Present
  • 07/2016 → 10/2017
    Keybank
    Fairview Park, OH
  • 07/2016 → 10/2017
    Key Investment Services, Llc
    Cleveland, OH
  • 01/2018 → 12/2018
    Cetera Investment Services Llc
    St.CLoud, MN
  • 12/2017 → 12/2018
    First National Bank Of Pa
    Monroeville, PA
  • 10/2017 → 11/2017
    Unemployed
    Harmony, PA
  • 03/2018 → 12/2018
    Cetera Investment Advisers Llc
    Monroeville, PA
  • 01/2019 → 10/2021
    Northcoast Research
    Cleveland, OH
  • 11/2021 → 03/2022
    Stephens Inc.
    Cleveland, OH
  • 03/2022 → 03/2023
    Stephens Inc.
    Cleveland, OH
  • 03/2023 → 03/2026
    Stephens Inc.
    Cleveland, OH
  • 03/2026 → Present
    Stephens Inc.
    Cleveland, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-05
S63 Uniform Securities Agent State Law Examination 2016-12-07
  • S66 Uniform Combined State Law Examination
    2022-01-05
  • S63 Uniform Securities Agent State Law Examination
    2016-12-07
Other Names
  • Jim Salera
  • Jimmy Salera
  • James R Salera
  • James Salera

View on SEC IAPD

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