Richard M Rubenstein

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1998 → Present
  Guardian Life Insurance Co Of America
  New York, NY
• 05/1999 → Present
  Park Avenue Securities Llc
  New York, NY
• 06/2024 → Present
  Guardian Life Insurance Company
  Yorktown Heights, NY
• 06/2024 → Present
  Park Avenue Securities
  Yorktown Heights, NY

Other Businesses

1. Chairman-National Board of directors for Cure SMA, Start: 01/01/2010, Address: 925 Busse Road Elk Grove Village, IL 60007, Hrs per month - Tot/Bus: 40/2, Not investment related, 2. Insurance Products Not Other than Guardian-Whole Life, Term Life, Disability, Long Term Care and Fixed Annuity products not offered by Guardian, Start: 01/15/1999, Address: 800 Westchester Avenue, Suite N-409Rye Brook, NY 10573, 5 bus hrs per month, Investment related, >10% annual compensation, 3. RICHARD RUBENSTEIN - Attorney At Law-general law practice handling a variety of matters., Start: 02/01/1994, Address: 303 Hallocks Mill Road, Yorktown Heights, NY 10598, Hrs per month - Tot/Bus: 20/10, Not investment related, >10% annual compensation,

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-11-11
• S63 Uniform Securities Agent State Law Examination
  1999-03-02

Other Names

• Richard Maximillan Rubenstein