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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-03-11 |
| NY | RA | APPROVED | 2021-04-16 |
| SC | RA | APPROVED | 2021-01-19 |
| MS | RA | APPROVED | 2020-03-30 |
| FL | RA | APPROVED | 2020-03-24 |
| NH | RA | APPROVED | 2019-12-24 |
| MA | RA | APPROVED | 2017-11-15 |
| NJ | RA | APPROVED | 2012-01-30 |
| CT | RA | APPROVED | 2006-06-14 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
Yorktown Heights, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | New York | NY | 10/1998 | Present |
| Park Avenue Securities Llc | New York | NY | 05/1999 | Present |
| Guardian Life Insurance Company | Yorktown Heights | NY | 06/2024 | Present |
| Park Avenue Securities | Yorktown Heights | NY | 06/2024 | Present |
1. Chairman-National Board of directors for Cure SMA, Start: 01/01/2010, Address: 925 Busse Road Elk Grove Village, IL 60007, Hrs per month - Tot/Bus: 40/2, Not investment related, 2. Insurance Products Not Other than Guardian-Whole Life, Term Life, Disability, Long Term Care and Fixed Annuity products not offered by Guardian, Start: 01/15/1999, Address: 800 Westchester Avenue, Suite N-409Rye Brook, NY 10573, 5 bus hrs per month, Investment related, >10% annual compensation, 3. RICHARD RUBENSTEIN - Attorney At Law-general law practice handling a variety of matters., Start: 02/01/1994, Address: 303 Hallocks Mill Road, Yorktown Heights, NY 10598, Hrs per month - Tot/Bus: 20/10, Not investment related, >10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-02 |
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