Luis Roberto Saucedo

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Mml Investors Services
  Newport Beach, CA
• 04/2016 → 08/2021
  Capstone Partners Financial And Insurance Services,Llc
  Newport Beach, CA
• 08/2021 → Present
  Massmutual
  Springfield, MA

Previous Registrations

• 2013-09-06 → 2016-02-02
  Mml Investors Services, Llc
  La Jolla, CA
• 2009-05-02 → 2012-02-16
  Chase Investment Services Corp.
  San Diego, CA
  Spring Valley, CA
  National City, CA
  Chula Vista, CA
  Chula Vista, CA
  Chula Vista, CA
  San Ysidro, CA
  Chula Vista, CA
  Chula Vista, CA
• 2006-05-19 → 2009-05-02
  Wamu Investments, Inc.
  Spring Valley, CA
  San Diego, CA
  National City, CA
  Chula Vista, CA
  San Diego, CA

Other Businesses

NAME: MS LANGUAGE SERVICES CONSULTANCY INV REL: N ADD: 577 PARKSIDE DR CHULA VISTA CA 91910 NATURE: MOTHER'S HOME BASED BUSINESS POSITION: SECRETARY START DATE: 1/3/19 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0

Exams

• S66 Uniform Combined State Law Examination
  1999-03-03

Other Names

• Luis R Saucedo