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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-01-20
NJ RA APPROVED 2022-01-11
TX RA APPROVED_RES 2022-01-11
NY RA APPROVED 2022-01-10
CT RA APPROVED 2018-06-04
  • NC RA
    APPROVED
    Since 2022-01-20
  • NJ RA
    APPROVED
    Since 2022-01-11
  • TX RA
    APPROVED_RES
    Since 2022-01-11
  • NY RA
    APPROVED
    Since 2022-01-10
  • CT RA
    APPROVED
    Since 2018-06-04

Branch Locations

555 Long Wharf Drive Long Wharf Maritime Center, 11Th Floor, New Haven, CT 06511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Miami Marlins Miami FL 06/2011 07/2017
New Britain Bees New Britain CT 08/2017 09/2017
Janney Montgomery Scott New Haven CT 09/2017 01/2022
Core Training Academy Orange CT 10/2012 Present
Janney Montgomery Scott Llc New Haven CT 01/2022 11/2022
Janney Montgomery Scott Llc New Haven CT 11/2022 01/2024
Janney Montgomery Scott Llc New Haven CT 01/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-10
  • S66 Uniform Combined State Law Examination
    2018-05-10

View on SEC IAPD

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