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Current Employers
Continuum Advisory, Llc

873 E. State Street, Eagle, ID 83616 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-12-15
  • FL RA
    APPROVED
    Since 2023-12-15

Branch Locations

873 E. State Street, Eagle, ID 83616 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc. St Petersburg FL 04/2009 12/2022
Continuum Advisory Eagle ID 01/2023 Present
Triad Advisors Norcross GA 03/2023 08/2024
Osaic Wealth, Inc. Eagle ID 08/2024 Present
  • 04/2009 → 12/2022
    Transamerica Financial Advisors, Inc.
    St Petersburg, FL
  • 01/2023 → Present
    Continuum Advisory
    Eagle, ID
  • 03/2023 → 08/2024
    Triad Advisors
    Norcross, GA
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Eagle, ID
Previous Registrations
  • 2009-04-16 → 2022-12-21
    Los Angeles, CA
    St. Petersburg, FL
    Philadelphia, PA
    St Petersburg, FL
  • 2003-12-19 → 2009-09-04
    Transamerica Financial Advisors, Inc.
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    St. Petersburg, FL
Other Businesses

1) CONTINUUM ADVISORY LLC POSITION: President NATURE: Registered Investment Advisor - LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/03/2023 ADDRESS: 873 E. State Street, Eagle ID 83616, United States DESCRIPTION: Oversee the management the operations of the registered investment advisor. 2) Rental Property; investment related;16330 Fieldcrest Court, La Mirada, CA 90638;primary residence single family home that became a rental property; passive owner;9/2009;0.1 hrs./month;0 hrs. during trading; pay property taxes and report the income on my income taxes once a year, all management duties are performed by an independent property management firm 3) RENTAL PROPERTY POSITION: Owner NATURE: Sole Proprietorship - property owner INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2009 ADDRESS: 16330 Fieldcrest Court, La Mirada CA 90638, United States DESCRIPTION: Oversight of property manager, pay property taxes, insurance and other general administrative tasks.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-15
S63 Uniform Securities Agent State Law Examination 2002-11-12
  • S65 Uniform Investment Adviser Law Examination
    2006-06-15
  • S63 Uniform Securities Agent State Law Examination
    2002-11-12
Designations
Other Names
  • George Chuang

View on SEC IAPD

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