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873 E. State Street, Eagle, ID 83616 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-12-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc. | St Petersburg | FL | 04/2009 | 12/2022 |
| Continuum Advisory | Eagle | ID | 01/2023 | Present |
| Triad Advisors | Norcross | GA | 03/2023 | 08/2024 |
| Osaic Wealth, Inc. | Eagle | ID | 08/2024 | Present |
1) CONTINUUM ADVISORY LLC POSITION: President NATURE: Registered Investment Advisor - LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/03/2023 ADDRESS: 873 E. State Street, Eagle ID 83616, United States DESCRIPTION: Oversee the management the operations of the registered investment advisor. 2) Rental Property; investment related;16330 Fieldcrest Court, La Mirada, CA 90638;primary residence single family home that became a rental property; passive owner;9/2009;0.1 hrs./month;0 hrs. during trading; pay property taxes and report the income on my income taxes once a year, all management duties are performed by an independent property management firm 3) RENTAL PROPERTY POSITION: Owner NATURE: Sole Proprietorship - property owner INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2009 ADDRESS: 16330 Fieldcrest Court, La Mirada CA 90638, United States DESCRIPTION: Oversight of property manager, pay property taxes, insurance and other general administrative tasks.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-12 |
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