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19 W. Aspen Avenue, Flagstaff, AZ 86001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-31 |
| TX | RA | APPROVED_RES | 2025-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services Inc | Seattle | WA | 10/2016 | 06/2017 |
| Dalton State College | Dalton | GA | 09/2014 | 06/2016 |
| Foresters Financial Services | Renton | WA | 07/2017 | 05/2019 |
| Unemployed | Seattle | WA | 05/2019 | 10/2019 |
| Mckay Wealth Management | Tukwila | WA | 10/2019 | 07/2020 |
| Voya Financial Advisors, Inc. | Tukwila | WA | 05/2019 | 08/2020 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2020 | 07/2021 |
| Unemployed | Seattle | WA | 06/2016 | 10/2016 |
| Ameriprise Financial Services, Llc | Scottsdale | AZ | 01/2022 | 04/2022 |
| Avantax Planning Partners | Dubuque | IA | 08/2022 | 05/2024 |
| Avantax Investment Services, Inc. | Dallas | TX | 08/2022 | 05/2024 |
| Ally | Scottsdale | AZ | 07/2021 | 01/2022 |
| Unemployed | Flagstaff | AZ | 05/2024 | 10/2025 |
| Babb Wealth Advisors Llc | Flagstaff | AZ | 10/2025 | Present |
| Unemployed | Scottsdale | AZ | 04/2022 | 08/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-10 |
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