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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-08-03 |
| NJ | RA | APPROVED | 2022-09-16 |
Branch Locations
1700 Market Street 32Nd Floor/Suite 3222, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Mount Laurel | NJ | 04/2016 | 09/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 05/2017 | 09/2021 |
| David Lerner Associates, Inc. | Lawrenceville | NJ | 10/2016 | 04/2017 |
| Bank Of America, N.A. | Pennington | NJ | 05/2017 | 09/2021 |
| Citizens Securities, Inc. | Marlton | NJ | 09/2021 | 08/2022 |
| Tiaa-Cref Individual & Institutional Services, Llc | Philadelphia | PA | 08/2022 | Present |
| Tiaa | Philadelphia | PA | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-09 |
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