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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-08-03
NJ RA APPROVED 2022-09-16
  • PA RA
    APPROVED
    Since 2026-08-03
  • NJ RA
    APPROVED
    Since 2022-09-16

Branch Locations

1700 Market Street 32Nd Floor/Suite 3222, Philadelphia, PA 19103 • United States

Eastampton Township, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Mount Laurel NJ 04/2016 09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 05/2017 09/2021
David Lerner Associates, Inc. Lawrenceville NJ 10/2016 04/2017
Bank Of America, N.A. Pennington NJ 05/2017 09/2021
Citizens Securities, Inc. Marlton NJ 09/2021 08/2022
Tiaa-Cref Individual & Institutional Services, Llc Philadelphia PA 08/2022 Present
Tiaa Philadelphia PA 08/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-26
S63 Uniform Securities Agent State Law Examination 2017-01-09
  • S66 Uniform Combined State Law Examination
    2017-06-26
  • S63 Uniform Securities Agent State Law Examination
    2017-01-09
Other Names
  • Eric S. Hill
  • Eric Zilberberg
  • Eric Hill

View on SEC IAPD

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