Thomas Francis Roche

Current Employers

Employment History

• 03/2006 → 10/2019
  1St Global Advisors, Inc
  Springfield, NJ
• 11/1998 → 10/2019
  1St Global Capital Corp.
  Springfield, NJ
• 06/2005 → 09/2025
  Avantax Insurance Services
  Cranford, NJ
• 01/2014 → Present
  O'COnnor, Davies, Llp
  Cranford, NJ
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Cranford, NJ
• 10/2019 → 09/2025
  Avantax Advisory Services
  Cranford, NJ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Cranford, NJ
• 2006-03-07 → 2019-10-25
  1St Global Advisors Inc
  Cranford, NJ

Other Businesses

1) RALPH MERRILL DISCLAIMER TRUST POSITION: CO TRUSTEE NATURE: TRUST INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/26/2014 ADDRESS: Cranford NJ 07016, United States DESCRIPTION: MANAGE ACCOUNT/FILE TAX RETURNS 2) TRUSTEE POSITION: TRUSTEE NATURE: Trustee INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: Cranford NJ , United States DESCRIPTION: ADMINSTRATIVE FUNCTIONS OF DEPOSITING CHECK FROM CLIENT INTO TRUSTS AND PAYING INSURANCE PREMIUM 3) PKFO'CONNOR DAVIES LLP POSITION: Partner NATURE: Partner in accounting firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2014 ADDRESS: 20 Commerce Drive, Cranford NJ 07016, United States DESCRIPTION: Accounting and consulting services 4) ELAINE ANDERSEN TRUST POSITION: TRUSTEE NATURE: Administrative Trustee INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: 20 Commerce Drive, suite 301, Cranford NJ 07016, United States DESCRIPTION: ADMINSTRATIVE FUNCTIONS OF DEPOSITING CHECK FROM CLIENT INTO TRUSTS AND PAYING INSURANCE PREMIUM

Exams

• S66 Uniform Combined State Law Examination
  2001-01-29