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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-14 |
| NE | RA | APPROVED | 2016-12-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities, Inc. | Lincoln | NE | 10/2016 | Present |
| Principal Life Insurance Company | Lincoln | NE | 10/2016 | Present |
| Home Depot | Lincoln | NE | 08/2016 | 10/2016 |
| Midlands Financial | Lincoln | NE | 10/2018 | 01/2025 |
| Courageous Divorce Strategies | Lincoln | NE | 05/2024 | Present |
| Arkway Wealth | Lincoln | NE | 01/2025 | Present |
**Fixed insurance, Life, DI, LTC, Annuities, 2/27/17. **Fixed Insurance, Individual/Group Health, 04/06/17. **Fixed Insurance, Accident, Dental, Vision, Cancer, Critical Illness, Hospital Confinement, LTC, 04/06/17. **NSAA; Not Investment Related; Lincoln, NE; Officiating; Officiate for NE high schools and YMCA's; Start Date: 02/01/2019; 16 hrs per month; 0 during trading hours. **PRO 13:11 WEALTH POSITION: Partner NATURE: Investor (LLC, LP, REIT) INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2021 ADDRESS: 1128 Lincoln Mall Suite 200, Lincoln NE 68508, United States DESCRIPTION: The LLC was set up for our team to use as a way to cover staff and office expenses. At this point no other activity occurs. **ARKWAY WEALTH (DBA) POSITION: Registered Representative/Financial Advisor NATURE: Business Consulting, Fee Based Planning, DI/A&H Insurance, Financial Strategies/Needs Analysis, Group/Health Insurance, Life Insurance/Annuities, Mutual Funds, Securities/VA/VL, Seminars/Educational Workshops INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/28/2025 ADDRESS: 1128 Lincoln Mall #200, Lincoln NE 68508, United States DESCRIPTION: DBA Marketing name. **BEAVER LAKE ASSOCIATION POSITION: Finance Committee Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 1566 Trumball Ter, Plattsmouth NE 68048, United States DESCRIPTION: I will be a member of the finance committee who reports and advises to the board of directors on any financial matters affecting the homeowners association. We discuss spending, budget, and possible savings matters.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-19 |
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